Theta IQ Funds Descriptions

The Alpha Fund will seek to generate superior investment returns over the long term through capital appreciation and income. 

To achieve its investment objectives, the Fund Manager shall take positions in listed North American securities and related options. The Alpha Fund may also transact in exchanged traded funds (“ETFs”). The Alpha Fund’s portfolio shall be actively managed utilizing fundamental, technical, and quantitative approaches in screening high quality stocks which may have potential for long-term capital appreciation and potentially above-market future earnings growth rates. The Alpha Fund may take core positions in North American securities and will implement an active written options overlay in related securities to generate premiums, efficiently enter and exit positions, and manage risk.

The Balanced Fund will seek to generate superior investment returns over the long term, emphasizing capital appreciation, capital preservation and finally income generation.

To achieve its investment objectives, the Balanced Fund shall be managed with the view of optimizing returns consistent with holding growth and income-oriented securities. The Balanced Fund, as part of its core strategy, may take positions in listed North American securities, fixed income products, and related options. The Fund may also transact in ETFs. The portfolio shall be actively managed utilizing fundamental, technical, and quantitative approaches in screening stocks/fixed income products of high-quality companies with potential for long-term capital appreciation that may also pay a dividend. The Balanced Fund may implement an active written options overlay in related securities to generate premiums, efficiently enter and exit positions, and manage risk. 

The Income Fund will seek to generate an income stream from written options, dividends and/or interest payments. The Income Fund may also seek to provide possible superior investment returns over the long-term through capital appreciation.

To achieve its investment objectives, the Income Fund shall be managed with the view of optimizing returns consistent with holding income-oriented securities. The Income Fund, as part of its core strategy may take positions in listed North American securities, fixed income products, and related options. The Income Fund may also transact in ETFs. The Income Fund’s portfolio is actively managed, and the Manager may utilize fundamental, technical, and quantitative approaches in screening stocks/fixed income products which may have potential for paying income (dividends, interest, and options premiums), and capital preservation. The Income Fund will implement an active written options overlay in related securities to generate premiums, efficiently enter and exit positions, and manage risk.